Resources
Compliance Policies and Procedures
Compliance policies and procedures refer to the set of rules, guidelines, and protocols established by organizations to...
Joint Money Laundering Intelligence Taskforce (JMLIT)
The Joint Money Laundering Intelligence Taskforce (JMLIT) is a collaborative initiative in the United Kingdom that brings...
Financial Intermediary
A financial intermediary refers to an entity or institution that acts as a middleman or intermediary between...
Financial Institution (FI)
A Financial Institution (FI) refers to an entity that provides financial services, such as banking, investment, insurance,...
Anti-Money Laundering Authority (AMLA)
The Anti-Money Laundering Authority (AMLA) refers to a regulatory body or agency established by a government or...
Suspicious Transaction Reporting (STR)
Suspicious Transaction Reporting (STR) is a vital component of anti-money laundering (AML) efforts, requiring financial institutions and...
Regulatory Action (AML)
Regulatory action in the context of anti-money laundering (AML) refers to the enforcement measures taken by regulatory...
Compliance Audit Trail
A compliance audit trail refers to the documented record of activities, events, and transactions that are captured,...
Regulatory Reporting
Regulatory reporting refers to the process of submitting timely and accurate reports to regulatory authorities as required...
AML Internal Controls
AML Internal Controls refer to the policies, procedures, and processes implemented within an organization to detect, prevent,...
