Resources
Outsourced Service Providers (AML)
Outsourced service providers, in the context of anti-money laundering (AML), refer to third-party entities or individuals hired...
Regulated Sector
The regulated sector refers to specific industries and businesses that are subject to regulatory oversight and compliance...
Regulatory Compliance Management
Regulatory compliance management refers to the process of ensuring that an organization complies with relevant laws, regulations,...
Compliance Policies and Procedures
Compliance policies and procedures refer to the set of rules, guidelines, and protocols established by organizations to...
Financial Intermediary
A financial intermediary refers to an entity or institution that acts as a middleman or intermediary between...
Financial Institution (FI)
A Financial Institution (FI) refers to an entity that provides financial services, such as banking, investment, insurance,...
Regulatory Action (AML)
Regulatory action in the context of anti-money laundering (AML) refers to the enforcement measures taken by regulatory...
Compliance Audit Trail
A compliance audit trail refers to the documented record of activities, events, and transactions that are captured,...
Regulatory Reporting
Regulatory reporting refers to the process of submitting timely and accurate reports to regulatory authorities as required...
Compliance Risk Management
Compliance risk management refers to the process of identifying, assessing, and mitigating risks associated with non-compliance with...
